The IIA’s Financial Services for Internal Auditors Certificate offers you a unique opportunity to develop expertise as a financial services internal auditor. The program includes a general financial services foundations course as a start, followed by more in-depth training on liquidity, model risk management, fraud, culture and conduct, and other mission-critical topics.
The IIA’s Financial Services for Internal Auditors Certificate Program, includes eleven modules:
- Assessing Cybersecurity Risk: Roles of the Three Lines of Defense.
- Assessing Fraud Risks.
- Auditing Capital Adequacy & Stress Testing for Banks.
- Auditing Credit Risk.
- Auditing Culture and Conduct.
- The Role of Internal Audit in Insurance Organizations.
- Auditing Market Risk.
- Auditing Model Risk Management.
- Auditing Third-Party Risk.
- Foundations of Internal Auditing in Financial Services Firms.
- Liquidity Risk Management.
- Online Exam: Complete the exam at the date and time that works best for you within 90 days of finishing the learning program.
- Certificate and Digital Badge: You will receive a PDF certificate suitable for printing and framing, and a digital badge that can easily be shared with your professional network.
Who will benefit from this course?
This certificate program is designed for chief audit executives, internal audit managers, senior and staff auditors, and consulting associates who wish to increase their proficiency in financial services internal auditing. The program provides participants with 20.6 hours of CPE. After completing this program, participants will be eligible to sit for the exam and earn their certificate.
Course Objectives
- Demonstrate a firm understanding of the foundations of internal auditing in financial services.
- Apply the concepts of The IIA’s International Professional Practices Framework and Financial Services Risk Framework, and other relevant frameworks to the organization’s strategy and objectives.
- Demonstrate a working knowledge the regulatory landscape and of key risks facing financial services organizations.
- Conduct financial services focused engagements in conformance with the International Standards for the Professional Practice of Internal Auditing.
SUMMARY INFO
CPE HOURS AVAILABLE: 20.6
NASBA KNOWLEDGE LEVEL: Basic
NASBA FIELD OF STUDY: Auditing
COMPETENCY LEVEL: Applied Knowledge
PREREQUISITES: None
IIA COMPETENCIES: Environment Performance
Location: The venue will be decided prior to the course date
